Regulatory Authorities

Monetary Authority of Singapore
Monetary Authority of Singapore
The Monetary Authority of Singapore is Singapore's central bank and financial regulatory authority. It administers the various statutes pertaining to money, banking, insurance, securities and the financial sector in general, as well as currency issuance....
Investment Industry Regulatory Organization of Canada
Investment Industry Regulatory Organization of Canada
The Investment Industry Regulatory Organization of Canada is a non-profit, national self-regulatory organization (SRO). Established through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS) on June 1, 2008, the IIROC regulat...
Financial Services Commission
Financial Services Commission
The Financial Services Commission (FSC) is a regulatory authority responsible for the regulation, supervision and inspection of all financial services other than banking and global business in Mauritius. The FSC operates under the aegis of the Ministry of Finance and Economic Dev...
Financial Services Agency
Financial Services Agency
The Financial Services Agency is a Japanese government organization responsible for overseeing banking, securities and exchange, and insurance in order to ensure the stability of the financial system of Japan. The agency operates with a commissioner and reports to the Minister of...
Financial Service Providers Register
Financial Service Providers Register
Entities and individuals in the business of providing financial services are required to register on the Financial Service Providers Register (FSPR). The Register is maintained by the New Zealand Companies Office. - The key objectives of the register are to: Provide an elect...
Cyprus Securities and Exchange Commission
Cyprus Securities and Exchange Commission
The Cyprus Securities and Exchange Commission, better known as CySEC, is the financial regulatory agency of the Republic of Cyprus. Since Cyprus became a member of the European Union in 2004, CySEC has become part of European MiFID regulation, giving firms registered in Cypr...
National Futures Association
National Futures Association
The National Futures Association (NFA) is an independent self-regulatory organization and watchdog of the commodities and futures industry in the United States. The NFA oversees and protects investors from fraudulent commodities and futures activities. The NFA also provides media...
U.S. Commodity Futures Trading Commission
U.S. Commodity Futures Trading Commission
The U.S. Commodity Futures Trading Commission (CFTC) is an independent agency of the United States government that regulates futures and option markets. The Commodity Futures Trading Commission Act of 1974 created the CFTC to replace the U.S. Department of Agriculture's Commodity...
Financial Conduct Authority
Financial Conduct Authority
The Financial Conduct Authority (FCA) is a regulatory body in the United Kingdom, formed as one of the successors to the Financial Services Authority (FSA). It operates independently of the United Kingdom government, and is financed by charging fees to members of the financial se...
Financial Market Supervisory Authority
Financial Market Supervisory Authority
As an independent supervisory authority, FINMA promotes the protection of creditors, investors, and policy holders as well as ensuring the smooth functioning of the financial markets. FINMA's primary objective is to provide protection for market players and the financial syst...
Australian Securities and Investments Commission
Australian Securities and Investments Commission
ASIC is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and wellbeing by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers...
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