NFA News

Introducing broker XFA fined by CFTC and NFA over trade allocation scheme
Introducing broker XFA fined by CFTC and NFA over trade allocation scheme
The U.S. Commodity Futures Trading Commission (CFTC) has issued an Order filing and simultaneously settling charges against X-Change Financial Access LLC (XFA)...
Company News 2 months ago (05-30)
NFA to require per-trade disclosures on Forex transactions
NFA to require per-trade disclosures on Forex transactions
The Commodity Futures Trading Commission (CFTC) has recently approved NFA’s amendments to NFA Compliance Rules 2-36 and 2-43. The amendments apply to fore...
Company News 6 months ago (01-12)
NFA doubles its assessment fee on futures and options contracts
NFA doubles its assessment fee on futures and options contracts
The National Futures Association (NFA) has announced that effective January 1, 2018, the NFA’s assessment fee will increase from $0.01 per side to $0.02 p...
Company News 8 months ago (12-07)
NFA fines UK-based Duet Asset Management $1 million for prohibited loans to its CEO
NFA fines UK-based Duet Asset Management $1 million for prohibited loans to its CEO
US financial regulatory body the National Futures Association (NFA) has ordered Duet Asset Management Ltd., an NFA Member commodity pool operator and commodity...
Company News 1 years ago (2017-05-03)
Forex broker trade data disclosure rules to be effective March 31: NFA
Forex broker trade data disclosure rules to be effective March 31: NFA
National Futures Association (NFA), the self-regulatory organization for the U.S. derivatives industry, has announced that its new proposed rules regarding trad...
Company News 2 years ago (2017-01-06)
NFA fines and settles case with forex IB Avail Trading Corp for $30,000 for alleged violations
NFA fines and settles case with forex IB Avail Trading Corp for $30,000 for alleged violations
The National Futures Association (NFA) today, December 19, 2016, at an NFA Hearing Panel, issued a Decision accepting Forex introducing broker Avail Trading...
Company News 2 years ago (2016-12-20)
ILQ set to return funds to clients following contretemps with NFA over hedging
ILQ set to return funds to clients following contretemps with NFA over hedging
Institutional Liquidity (ILQ) LLC, an ex-US forex broker, which terminated operations in April 2014, has agreed with NFA to compensate all their former US clien...
Company News 4 years ago (2014-08-17)
NFA Announces New Reporting Demands for US Forex Brokers
NFA Announces New Reporting Demands for US Forex Brokers
At the end of 2013 we informed you about a proposal by the National Futures Association (NFA), the United States' self-regulatory body, that alter...
Company News 4 years ago (2014-02-19)
NFA need to Collect More Information from US Forex Brokers
NFA need to Collect More Information from US Forex Brokers
National Futures Association (NFA), the US self-regulatory body responsible for the futures trading sector in the country, on December 5, 2013, submitted a ...
Company News 5 years ago (2013-12-10)
NFA Imposes $600,000 Penalty on IBFX over Reporting Flaws
NFA Imposes $600,000 Penalty on IBFX over Reporting Flaws
National Futures Association (NFA),  the US self-regulatory body of the financial sector, on October 15 imposed a $600,000 fine on Forex broker Interb...
Company News 5 years ago (2013-10-17)
NFA Slaps $1.1m Fine on FXDD over Unfavorable Slippage
NFA Slaps $1.1m Fine on FXDD over Unfavorable Slippage
The National Futures Association (NFA), the watchdog responsible for US brokers, on September 18 published a decision that imposes heavy financial pen...
Company News 5 years ago (2013-09-26)
Interactive Brokers Settle a $300,000 Fine with the NFA
Interactive Brokers Settle a $300,000 Fine with the NFA
During the past few months, Interactive Brokers can't seem to catch a break: in April this year the U.S. Commodity Futures Trading Commission (CFTC) f...
Company News 5 years ago (2013-07-12)
NFA: new rules of Price Slippage and Requoting
NFA: new rules of Price Slippage and Requoting
Effective Date of NFA Interpretive Notice to NFA Compliance Rule 2-36 regarding Price Slippage and Price RequotingThe Commodity Futures Trading Commission (CFTC...
Company News 6 years ago (2012-03-14)
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